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Introduction
The Freedom in the World survey provides an annual evaluation of the state of global freedom as experienced by individuals. The survey measures freedom--the opportunity to act spontaneously in a variety of fields outside the control of the government and other centers of potential domination--according to two broad categories: political rights and civil liberties. Political rights enable people to participate freely in the political process, including the right to vote freely for distinct alternatives in legitimate elections, compete for public office, join political parties and organizations, and elect representatives who have a decisive impact on public policies and are accountable to the electorate. Civil liberties allow for the freedoms of expression and belief, associational and organizational rights, rule of law, and personal autonomy without interference from the state.
Freedom House does not maintain a culture-bound view of freedom. The methodology of the survey is grounded in basic standards of political rights and civil liberties, derived in large measure from relevant portions of the Universal Declaration of Human Rights. These standards apply to all countries and territories, irrespective of geographical location, ethnic or religious composition, or level of economic development. The survey operates from the assumption that freedom for all peoples is best achieved in liberal democratic societies.
The survey does not rate governments or government performance per se, but rather the real-world rights and social freedoms enjoyed by individuals. Freedoms can be affected by state actions, as well as by nonstate actors, including insurgents and other armed groups. Thus, the survey ratings generally reflect the interplay of a variety of actors, both governmental and nongovernmental.
The survey includes both analytical reports and numerical ratings for 192 countries and 14 select territories.1 Each country and territory report includes an overview section, which provides historical background and a brief description of the year's major developments, as well as a section summarizing the current state of political rights and civil liberties. In addition, each country and territory is assigned a numerical rating--on a scale of 1 to7--for political rights and an analogous rating for civil liberties; a rating of 1 indicates the highest degree of freedom and 7 the least amount of freedom. These ratings, calculated based on the methodological process described below, determine whether a country is classified as Free, Partly Free, or Not Free by the survey.
The survey findings are reached after a multilayered process of analysis and evaluation by a team of regional experts and scholars (see below). Although there is an element of subjectivity inherent in the survey findings, the ratings process emphasizes intellectual rigor and balanced and unbiased judgments.
History Of The Survey
Freedom House's first year-end reviews of freedom began in the 1950s as the Balance Sheet of Freedom. This modest report provided assessments of political trends and their implications for individual freedom. In 1972, Freedom House launched a new, more comprehensive annual study of freedom called The Comparative Study of Freedom. Raymond Gastil, a Harvard-trained specialist in regional studies from the University of Washington at Seattle, developed the survey's methodology, which assigned political rights and civil liberties ratings to 151 countries and 45 territories and--based on these ratings--categorized them as Free, Partly Free, or Not Free. The findings appeared each year in Freedom House's Freedom at Issue bimonthly journal (later titled Freedom Review). The survey first appeared in book form in 1978 under the title Freedom in the World and included short, explanatory narratives for each country and territory rated in the study, as well as a series of essays by leading scholars on related issues. Freedom in the World continued to be produced by Gastil until 1989, when a larger team of in-house survey analysts was established. In the mid-1990s, the expansion of Freedom in the World's country and territory narratives demanded the hiring of outside analysts--a group of regional experts from the academic, media, and human rights communities. The survey has continued to grow in size and scope; the 2006 edition is the most exhaustive in the Freedom in the World's 34-year tenure.
Research And Ratings Review Process
This year's survey covers developments from December 1, 2004, through November 30, 2005, in 192 countries and 14 territories. The research and ratings process involved two dozen analysts and more than a dozen senior-level academic advisors. The eight members of the core research team headquartered in New York, along with 16 outside consultant analysts, prepared the country and territory reports. The analysts used a broad range of sources of information--including foreign and domestic news reports, academic analyses, nongovernmental organizations, think tanks, individual professional contacts, and visits to the region--in preparing the reports.
The country and territory ratings were proposed by the analyst responsible for each related report. The ratings were reviewed individually and on a comparative basis in a series of six regional meetings--Asia-Pacific, Central and Eastern Europe and the Former Soviet Union, Latin America and the Caribbean, Middle East and North Africa, Sub-Saharan Africa, and Western Europe--involving the analysts, academic advisors with expertise in each region, and Freedom House staff. The ratings were compared to the previous year's findings, and any major proposed numerical shifts or category changes were subjected to more intensive scrutiny. These reviews were followed by cross-regional assessments in which efforts were made to ensure comparability and consistency in the findings. Many of the key country reports were also reviewed by the academic advisers.
Changes To The 2006 Edition Of Freedom In The World
The survey's methodology is reviewed periodically by an advisory committee of political scientists with expertise in methodological issues. Over the years, the committee has made a number of modest methodological changes to adapt to evolving ideas about political rights and civil liberties. At the same time, the time series data are not revised retroactively, and any changes to the methodology are introduced incrementally in order to ensure the comparability of the ratings from year to year.
In September 2005, the methodology committee met and accepted some minor changes to the checklist questions that the analysts use to rate the countries and territories. These changes consisted primarily of rewording several questions to provide greater clarity. The committee also approved a series of guidelines to assist the analysts in the ratings process. These "checklist question guidelines" are intended to provide guidance to the analysts regarding the issues to be considered in scoring each numbered checklist question; the authors are not required to consider every sub-question in scoring their countries, as some of the issues may not apply to every country. (The checklist question guidelines immediately follow the methodology essay.)
Ratings Process
(NOTE: See the full checklists and keys to political rights and civil liberties ratings and status at the end of the methodology essay.)
Raw Points -- The ratings process is based on a checklist of 10 political rights questions and 15 civil liberties questions. The political rights questions are grouped into the three subcategories: Electoral Process (3 questions), Political Pluralism and Participation (4), and Functioning of Government (3). The civil liberties questions are grouped into four subcategories: Freedom of Expression and Belief (4 questions), Associational and Organizational Rights (3), Rule of Law (4), and Personal Autonomy and Individual Rights (4). Raw points are awarded to each of these questions on a scale of 0 to 4, where 0 points represents the smallest degree and 4 points the greatest degree of rights or liberties present. The only exception to the addition of 0 to 4 points per checklist item is Additional Discretionary Question B in the Political Rights Checklist, for which 1 to 4 points are subtracted depending on the severity of the situation. The highest number of points that can be awarded to the political rights checklist is 40 (or a total of up to 4 points for each of the 10 questions). The highest number of points that can be awarded to the civil liberties checklist is 60 (or a total of up to 4 points for each of the 15 questions).
In answering both the political rights and civil liberties questions, Freedom House does not equate constitutional or other legal guarantees of rights with the on-the-ground fulfillment of these rights. While both laws and actual practices are factored into the ratings decisions, greater emphasis is placed on the latter.
In addition, for states and territories with small populations, the absence of pluralism in the political system or civil society is not necessarily viewed as a negative situation unless the government or other centers of domination are deliberately blocking its establishment or operation. For example, a small country without diverse political parties or media outlets or significant trade unions are not penalized if these limitations are determined to be a function of size and not overt restrictions.
Political Rights and Civil Liberties Ratings -- The total number of points awarded to the political rights and civil liberties checklists determines the political rights and civil liberties ratings. Each point total corresponds to a rating of 1 through 7, with 1 representing the highest and 7 the lowest level of freedom (see Tables 1 and 2).
Status of Free, Partly Free, Not Free -- Each pair of political rights and civil liberties ratings is averaged to determine an overall status of "Free," "Partly Free," or "Not Free." Those whose ratings average 1.0 to 2.5 are considered Free, 3.0 to 5.0 Partly Free, and 5.5 to 7.0 Not Free (see Table 3).
The designations of Free, Partly Free, and Not Free each cover a broad third of the available raw points. Therefore, countries and territories within any one category, especially those at either end of the category, can have quite different human rights situations. In order to see the distinctions within each category, a country or territory's political rights and civil liberties ratings should be examined. For example, countries at the lowest end of the Free category (2 in political rights and 3 in civil liberties, or 3 in political rights and 2 in civil liberties) differ from those at the upper end of the Free group (1 for both political rights and civil liberties). Also, a designation of Free does not mean that a country enjoys perfect freedom or lacks serious problems, only that it enjoys comparably more freedom than Partly Free or Not Free (or some other Free) countries.
Indications of Ratings and/or Status Changes -- Each country or territory's political rights rating, civil liberties rating, and status is included in the statistics section that precedes each country or territory report. A change in a political rights or civil liberties rating since the previous survey edition is indicated with an asterisk next to the rating that has changed. A brief ratings change explanation is included in the statistics section.
Trend Arrows -- Upward or downward trend arrows may be assigned to countries and territories. Trend arrows indicate general positive or negative trends since the previous survey that are not necessarily reflected in the raw points and do not warrant a ratings change. A country cannot receive both a numerical ratings change and a trend arrow in the same year. A trend arrow is indicated with an arrow next to the name of the country or territory that appears before the statistics section at the top of each country or territory report.
General Characteristics Of Each Political Rights And Civil Liberties Rating
Political Rights
Rating of 1 -- Countries and territories that receive a rating of 1 for political rights come closest to ensuring the freedoms embodied in the checklist questions, beginning with free and fair elections. Those who are elected rule, there are competitive parties or other political groupings, and the opposition plays an important role and has actual power. Minority groups have reasonable self-government or can participate in the government through informal consensus.
Rating of 2 -- Countries and territories rated 2 in political rights are less free than those rated 1. Such factors as political corruption, violence, political discrimination against minorities, and foreign or military influence on politics may be present and weaken the quality of freedom.
Ratings of 3, 4, 5 -- The same conditions that undermine freedom in countries and territories with a rating of 2 may also weaken political rights in those with a rating of 3, 4, or 5. Other damaging elements can include civil war, heavy military involvement in politics, lingering royal power, unfair elections, and one-party dominance. However, states and territories in these categories may still enjoy some elements of political rights, including the freedom to organize quasi-political groups, reasonably free referendums, or other significant means of popular influence on government.
Rating of 6 -- Countries and territories with political rights rated 6 have systems ruled by military juntas, one-party dictatorships, religious hierarchies, or autocrats. These regimes may allow only a minimal manifestation of political rights, such as some degree of representation or autonomy for minorities. A few states are traditional monarchies that mitigate their relative lack of political rights through the use of consultation with their subjects, tolerance of political discussion, and acceptance of public petitions.
Rating of 7 -- For countries and territories with a rating of 7, political rights are absent or virtually nonexistent as a result of the extremely oppressive nature of the regime or severe oppression in combination with civil war. States and territories in this group may also be marked by extreme violence or warlord rule that dominates political power in the absence of an authoritative, functioning central government.
Civil Liberties
Rating of 1 -- Countries and territories that receive a rating of 1 come closest to ensuring the freedoms expressed in the civil liberties checklist, including freedom of expression, assembly, association, education, and religion. They are distinguished by an established and generally equitable system of rule of law. Countries and territories with this rating enjoy free economic activity and tend to strive for equality of opportunity.
Rating of 2 -- States and territories with a rating of 2 have deficiencies in a few aspects of civil liberties, but are still relatively free.
Ratings of 3, 4, 5 -- Countries and territories that have received a rating of 3, 4, or 5 range from those that are in at least partial compliance with virtually all checklist standards to those with a combination of high or medium scores for some questions and low or very low scores on other questions. The level of oppression increases at each successive rating level, including in the areas of censorship, political terror, and the prevention of free association. There are also many cases in which groups opposed to the state engage in political terror that undermines other freedoms. Therefore, a poor rating for a country is not necessarily a comment on the intentions of the government, but may reflect real restrictions on liberty caused by nongovernmental actors.
Rating of 6 -- People in countries and territories with a rating of 6 experience severely restricted rights of expression and association, and there are almost always political prisoners and other manifestations of political terror. These countries may be characterized by a few partial rights, such as some religious and social freedoms, some highly restricted private business activity, and relatively free private discussion.
Rating of 7 -- States and territories with a rating of 7 have virtually no freedom. An overwhelming and justified fear of repression characterizes these societies.
Countries and territories generally have ratings in political rights and civil liberties that are within two ratings numbers of each other. Without a well-developed civil society, it is difficult, if not impossible, to have an atmosphere supportive of political rights. Consequently, there is no country in the survey with a rating of 6 or 7 for civil liberties and, at the same time, a rating of 1 or 2 for political rights.
Electoral Democracy Designation
In addition to providing numerical ratings, the survey assigns the designation "electoral democracy" to countries that have met certain minimum standards. In determining whether a country is an electoral democracy, Freedom House examines several key factors concerning how its national leadership is chosen.
To qualify as an electoral democracy, a state must have satisfied the following criteria:
1) A competitive, multiparty political system;
2) Universal adult suffrage for all citizens (with exceptions for restrictions that states may legitimately place on citizens as sanctions for criminal offenses);
3) Regularly contested elections conducted in conditions of ballot secrecy, reasonable ballot security, and in the absence of massive voter fraud, and that yield results that are representative of the public will;
4) Significant public access of major political parties to the electorate through the media and through generally open political campaigning.
The electoral democracy designation reflects a judgment about the last major national election or elections. In the case of presidential/parliamentary systems, both elections must have been free and fair on the basis of the above criteria; in parliamentary systems, the last nationwide elections for the national legislature must have been free and fair. The presence of certain irregularities during the electoral process does not automatically disqualify a country from being designated an electoral democracy. A country cannot be an electoral democracy if significant authority for national decisions resides in the hands of an unelected power, whether a monarch or a foreign international authority. A country is removed from the ranks of electoral democracies if its last national election failed to meet the criteria listed above, or if changes in law significantly eroded the public's possibility for electoral choice.
Freedom House's term "electoral democracy" differs from "liberal democracy" in that the latter also implies the presence of a substantial array of civil liberties. In the survey, all Free countries qualify as both electoral and liberal democracies. By contrast, some Partly Free countries qualify as electoral, but not liberal, democracies.
Freedom In The World 2006 Checklist Questions And Guidelines
The bulleted sub-questions are intended to provide guidance to the writers regarding what issues are meant to be considered in scoring each numbered checklist question; the authors do not necessarily have to consider every sub-question in scoring their countries.
Political Rights Checklist
A. Electoral Process
1. Is the head of government or other chief national authority elected through free and fair elections?
2. Are the national legislative representatives elected through free and fair elections?
3. Are the electoral laws and framework fair?
B. Political Pluralism And Participation
1. Do the people have the right to organize in different political parties or other com-petitive political groupings of their choice, and is the system open to the rise and fall of these competing parties or groupings?
2. Is there a significant opposition vote and a realistic possibility for the opposition to increase its support or gain power through elections?
3. Are the people's political choices free from domination by the military, foreignpowers, totalitarian parties, religious hierarchies, economic oligarchies, or any other powerful group?
4. Do cultural, ethnic, religious, or other minority groups have full political rights and electoral opportunities?
C. Functioning Of Government
1. Do the freely elected head of government and national legislative representatives determine the policies of the government?
2. Is the government free from pervasive corruption?
3. Is the government accountable to the electorate between elections, and does it operate with openness and transparency?
Additional Discretionary Political Rights Questions:
1. For traditional monarchies that have no parties or electoral process, does the sys-tem provide for genuine, meaningful consultation with the people, encourage public discussion of policy choices, and allow the right to petition the ruler?
2. Is the government or occupying power deliberately changing the ethnic compo-sition of a country or territory so as to destroy a culture or tip the political balance in favor of another group?
Civil Liberties Checklist
D. Freedom Of Expression And Belief
1. Are there free and independent media and other forms of cultural expression?(Note: In cases where the media are state-controlled but offer pluralistic points of view, the survey gives the system credit.)
2. Are religious institutions and communities free to practice their faith and express themselves in public and private?
3. Is there academic freedom and is the educational system free of extensive political indoctrination?
4. Is there open and free private discussion?
E. Associational And Organizational Rights
1. Is there freedom of assembly, demonstration, and open public discussion?
2. Is there freedom for nongovernmental organizations? (Note: This includes civic organizations, interest groups, foundations, etc.)
3. Are there free trade unions and peasant organizations or equivalents, and is there effective collective bargaining? Are there free professional and other private organizations?
F. Rule Of Law
1. Is there an independent judiciary?
2. Does the rule of law prevail in civil and criminal matters? Are police under direct civilian control?
3. Is there protection from political terror, unjustified imprisonment, exile, or torture,whether by groups that support or oppose the system? Is there freedom from war and insurgencies?
4. Do laws, policies, and practices guarantee equal treatment of various segments of the population?
G. Personal Autonomy And Individual Rights
1. Does the state control travel or choice of residence, employment, or institution of higher education?
2. Do citizens have the right to own property and establish private businesses? Is private business activity unduly influenced by government officials, the security forces, political parties/organizations, or organized crime?
3. Are there personal social freedoms, including gender equality, choice of marriage partners, and size of family?
4. Is there equality of opportunity and the absence of economic exploitation?
NOTE: For each political rights and civil liberties checklist question, 0 to 4 points are added, depending on the comparative rights and liberties present (0 represents the least, 4 represents the most). However, for additional discretionary question B only, 1 to 4 points are subtracted, when necessary.
1. These territories are selected based on their political significance and size. FreedomHouse divides territories into two categories: related territories and disputed territories. Related territories consist mostly of colonies, protectorates, and island dependencies of sovereign states that are in some relation of dependency to that state and whose relationship is not currently in serious legal or political dispute. Disputed territories are areas within internationally recognized sovereign states whose status is in serious political or violent dispute and whose conditions differ substantially from those of the relevant sovereign states. They are often outside of central government control and characterized by intense, longtime, and widespread insurgency or independence movements that enjoy popular support.
Key To Raw Points, Political Rights And Civil Liberties Ratings, And Status
|
Political Rights (PR) |
PR Rating |
Civil Liberties (CL) |
CL Rating |
|
36-40 |
1 |
53-60 |
1 |
|
30-35 |
2 |
44-52 |
2 |
|
24-29 |
3 |
34-43 |
3 |
|
18-23 |
4 |
26-34 |
4 |
|
12-17 |
5 |
17-25 |
5 |
|
6-11 |
6 |
8-16 |
6 |
|
0-5 |
7 |
0-7 |
7 |
|
Combined Average of the |
Country Status |
|
1.0 - 2.5 |
Free |
|
3.0 - 5.0 |
Partly Free |
|
5.5 - 7.0 |
Not Free |